Compliance - Core compliance- Associate

About AQR Capital Management AQR is a global investment management firm built at the intersection of financial theory and practical application. We strive to deliver superior, long-term results for our clients by seeking to filter out market noise to identify and isolate what matters most, and by developing ideas that stand up to rigorous testing. Underpinning this philosophy is an unrelenting commitment to excellence in technology — powering our insights and analysis. This unique combination has made us leaders in alternative and traditional strategies since 1998. AQR takes a systematic, research-driven approach, applying quantitative tools to process fundamental information and manage risk. Our clients include institutional investors, such as pension funds, insurance companies, endowments, foundations and sovereign wealth funds, as well as financial advisors. The Team The Compliance group is responsible for designing, implementing, monitoring, and testing AQR’s control environment. It is responsible for ensuring the firm is acting as a responsible fiduciary to our clients. It creates sets of policies and procedures that define how AQR operates its business. It is also mandated with ensuring AQR complies with all relevant regulatory and industry rules and regulations. Your Role: Assist with the administration of the Firm’s Business Conduct Manual and Code of Ethics. Respond to employee requests regarding personal trading, gifts and entertainment, political and charitable contributions, and other topics. Responsible for reviews of broker statements and coordinating with firm-approved brokers regarding electronic feeds and other topics. New hire onboarding (including orientation, launching of certifications and training completion control). Assist with the maintenance, tracking and organization of Compliance Department records. Review employee Compliance certifications and disclosures. Assist with other tasks and responsibilities as required. What You